Senior Compliance Associate

Key Responsibilities

• Contract Management: Review and analyze a variety of commercial contracts to protect the company's interests and ensure compliance with internal policies.
• Documentation: Draft, revise, and maintain client-facing agreements, terms of service, and disclosure documents.
• Policy Maintenance: Assist in the development, implementation, and upkeep of internal policies and procedures to ensure adherence to legal and regulatory requirements.
• Legal Research: Conduct thorough research on securities laws, anti-money laundering (AML) regulations, and other relevant legal frameworks to inform business decisions and risk management.
• External Liaison: Coordinate and communicate effectively with external solicitors, consultants, and other professional advisors on various legal and compliance matters.

Requirements

• Bachelor of Laws (LL.B) or Juris Doctor (J.D.) degree from a recognized institution.
• Minimum of 3 years of relevant post-qualification working experience, preferably within a financial institution, investment firm, or a law firm servicing the financial industry.
• Solid understanding of corporate law, securities regulations, and AML compliance requirements.
• Excellent command of written and spoken English and Chinese; strong analytical, drafting, and communication skills.
• Candidates who are immediately available or able to start on short notice will be given priority consideration.