MY - Senior Compliance Associate

TLDR

Manage contracts, ensure compliance with legal regulations, and conduct legal research within the financial services sector, collaborating with external advisors.

  • Contract Management: Review and analyse a variety of commercial contracts to protect the company's interests and ensure compliance with internal policies.
  • Documentation: Draft, revise, and maintain client-facing agreements, terms of service, and disclosure documents.
  • Policy Maintenance: Assist in the development, implementation, and upkeep of internal policies and procedures to ensure adherence to legal and regulatory requirements.
  • Legal Research: Conduct thorough research on securities laws, anti-money laundering (AML) regulations, and other relevant legal frameworks to inform business decisions and risk management.
  • External Liaison: Coordinate and communicate effectively with external solicitors, consultants, and other professional advisors on various legal and compliance matters.

Requirements

  • Education: Bachelor of Laws (LL.B) or Juris Doctor (J.D.) degree from a recognized institution.
  • Experience: Minimum of 3 years of relevant post-qualification working experience, preferably within a financial institution, investment firm, or a law firm servicing the financial industry.
  • Knowledge: Solid understanding of corporate law, securities regulations, and AML compliance requirements.
  • Skills: Excellent command of written and spoken English; strong analytical, drafting, and communication skills.
  • Availability: Candidates who are immediately available or able to start on short notice will be given priority consideration.

Zeal Group is a global FinTech organization that specializes in innovative financial products and solutions. With a diverse team of over 700 professionals, we focus on delivering advanced multi-asset trading solutions through our subsidiary, Traze, catering to the dynamic needs of modern markets. Our widespread presence across continents underlines our commitment to driving growth and technological excellence.

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