Legal Counsel, FICC & Derivatives
TLDR
Provide real-time legal and compliance analysis of bond and derivative transactions to ensure adherence to Hong Kong regulations, while leading drafting and negotiations of trading agreements.
About our client:
- Top Chinese securities firm
Location:
- Hong Kong
Responsibilities:
- Provide real-time legal and compliance analysis of bond and derivative transactions to ensure adherence to Hong Kong regulations (SFC, HKMA), cross-border risks, and internal policies.
- Lead the drafting, negotiation, and legal risk assessment of trading agreements (ISDA, GMRA, GMSLA), repurchase agreements, and structured products.
- Monitor regulatory developments (e.g., SFC circulars, HKMA guidelines) impacting FICC markets and advise on implementation.
- Liaise with regulators for filings, audits, and inquiries related to trading activities. Prepare and submit regulatory reports (e.g., Large Open Position Reports for derivatives).
- Design and deliver compliance training for trading teams on conduct risk, best execution, and market abuse regulations.
Fuku is focused on streamlining the transition from legacy systems to modern programming languages, offering enterprise-level AI solutions that also cover code maintenance and documentation. Our services cater to organizations looking to enhance their technological infrastructure and efficiency in a rapidly evolving digital landscape.
- Founded
- Founded 2023
- Industry
- Internet Software & Services