WHO WE ARE:
Arootah is a rising personal and professional development leader in the Investment and Financial Services industry. Our mission is to empower and elevate the performance of individuals and companies through Coaching and Business Advisory services while utilizing cutting edge SaaS technology. Our Business Advisory Services focuses on the specific needs of Hedge Funds and Family Offices and leverages30 years of Rich Bello’s experience as Co-Founder and COO of Blue Ridge Capital, one of the most successful hedge funds in the world. Rich is a Wharton graduate and held leadership positions at Morgan Stanley, Tiger Management, and Ernst & Young. Our Advisory Services imparts the tools, policies, procedures and methods for executives and business leaders to gain practical, hands-on expertise from our experienced roster of consultants to support business and individuals to raise their high standards- taking the next steps to maximize their potential.
WHO YOU ARE:
Arootah is searching for Hedge Fund/Family Office Chief Compliance Officers to advise clients on industry best practices. As a Compliance Consultant, you will work with our hedge fund and family office clients to provide expert advice. Having previously served in the role(s) of Chief Compliance Officer (CCO), Director of Compliance or Compliance Officer, you have specific, hands-on experience developing, implementing, and managing a full compliance program for a leading hedge fund or family office.
What You'll Do
Work with clients on a part-time, temporary, or ad-hoc basis to solve their most pressing compliance needs
Help the client develop realistic and effective monthly action plans
Identify internal and contextual roadblocks
Break apart goals into actionable steps
Devise a plan of action for each goal
Provide the client with resources associated with implementing their action plan
Teach and mirror successful and positive techniques
Implement policies, procedures, and control measures
Evaluate each client’s advancement toward goal actualization through key performance indicators (KPIs) and scoring matrices
Maintain and share detailed and accurate records of consulting results (challenges, breakthroughs, etc.)
Qualifications
Specific experience at a financial services or hedge fund firm working with the rules and regulations of the U.S. Securities and Exchange Commission.
SEC audits and examinations
Effective written and verbal communication skills
Strong problem-solving and critical thinking skills, with a keen ability to perform GAP analysis and recommend best practices to achieve results
Ability to build rapport and work with people from all over the world
Effective communication
Personable and relatability skills
Basic computer skills
Proficient in Excel and PowerPoint
Work for a well-funded disruptor in the finance, wellness, and technology space
Culture of inspired continuous improvement in all areas of business and life
Autonomy in your work
The ability to work remote
Flexible hours
Access to our Digital Wellness Center, including past webinars, seminar videos, and workbooks