Compliance Senior Specialist

We are seeking a proactive and detail-oriented Senior Compliance Specialist to assist the Compliance Officer in India. This role will provide critical support in filing reports to the RBI, regulatory horizon scanning, project management, and identification and remediation of compliance issues. The ideal candidate will work closely with the Compliance Officer handling regulatory compliance, to ensure policies and practices adhere to local regulations and compliance standards.

Your mission:

• Manage reporting to regulators (RBI) accurately, in a timely manner, ensuring all submissions are meeting the requirements. Respond to information requests from the regulator or auditors. 
• Organise and securely store all regulatory communications in both physical and digital repositories for easy access and compliance, ensuring all submissions are organised and accessible.
• Access and navigate regulatory filing portals to track, trace, and manage deliverables, filings, and reporting requirements.
• Perform horizon scanning and maintaining our Regulatory Obligations Register (ROR)
• Drafting policies/manuals and ensuring they are always up to date
• Propose and lead projects to improve controls via training, process, or product improvements
• Proactively identify gaps and lead any remediation plans where necessary controls to comply with regulations have been missing.

Support Compliance Officer:

• Assist Compliance Officer in India in managing both internal and external projects to ensure alignment with evolving regulations.
• Monitor compliance risks and KPIs, adhoc support for FinCrime matters, coordinate periodic governance and stakeholder review meetings, maintain robust compliance frameworks and documentation, and support liaison efforts during audits (internal, external, and regulatory).

Projects and compliance specific reviews:

• Depending on the compliance program and criticality, engage & manage specific and thematic compliance reviews.

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