Compliance Officer

We are looking for a dedicated and detail-oriented Compliance Officer to join our team. The ideal candidate will have excellent attention to detail, strong organizational abilities, and a solid understanding of back-office processes. If you’re eager to make an impact within a dynamic team and a great company, we invite you to apply for the role today! 

Your main responsibilities are:

• Conduct internal compliance risk assessments and report relevant monitoring findings and recommendations for correction of any deficiencies to the Head of Compliance. 

• Provide support in the design and development of the internal practices, processes, procedures, and controls to meet the compliance requirements of CySEC and other applicable rules and regulations. 

• Handling of Account Opening procedures: High risk individuals and corporates (clients and partners).

• Monitoring of client transactions, closely collaborating with relevant internal departments particularly with the technical and compliance team and external providers.  

• Reviewing and approving marketing material and making suggestions accordingly in order to be compliant with the regulation. 

• Assist in the handling of client complaints and/or monitor the handling of client complaints. 

• Review, approve and/or monitor communications and information to Clients (including customer support communications, marketing communications, affiliate websites). 

• Assist in performing best execution monitoring tests as well as monitoring accounts for suspicious trading practices. 

• Assist in the preparation of reports to Regulatory Authorities and Management. 

• Reviews the company’s website frequently to ensure compliance with the law. 

• Stay up to date with regulatory changes and updates in the industry. 

• Monitor daily operations to ensure compliance with internal policies and external regulations. 

• Organize and maintain all compliance related records and files. 

• BSc/BA in Finance, Business Administration, Law or a related field. 

• 1-2 years of prior experience in a similar position. 

• A background in the legal and compliance sector. 

• Strong knowledge of MIFID II. 

• Very good knowledge of the AML legislation. 

• Advanced CySEC certificate. 

• AML certification is considered as advantage. 

• Good knowledge of the financial service industries. 

• Fluent in both Greek and English. 

• High attention to detail and professional attitude 

• Excellent analytical, communication and organisational skills. 

• Team-player, able to work under pressure, creativity, innovation and problem-solving skills is a must. 

• Ability to work independently and as part of a team. 

• Demonstrated ability to maintain confidentiality at all levels. 

SQ4