Compliance Analyst, Regulatory and Trading Compliance

Stamford , United States

AI overview

Join a leading compliance team at Point72, conducting audits, maintaining regulatory standards, and driving ethical practices in a dynamic investment environment.

A Career with Point72’s Compliance Department  

The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.

What you’ll do

  • Conduct the firm’s annual compliance audit, and coordinate with internal Compliance colleagues
  • Develop and maintain a library of exchange rules and regulatory enforcement actions
  • Review and update certain compliance and trading policies

What’s required

  • Bachelor's degree from an accredited college or university
  • GPA 3.0 or greater
  • Exceptional attention to detail, strong organizational skills, and a structured, process-driven approach, with the ability to work independently or collaboratively
  • Ability to manage and prioritize multiple tasks and see each task to completion
  • Exceptional reading and writing skills, as well as outstanding communication and interpersonal skills
  • Commitment to the highest ethical standards

We take care of our people

We invest in our people, their careers, their health, and their well-being. We want you to concentrate on success and leave the rest to us. When you work here, we provide:

  • Fully-paid health care benefits
  • Generous parental and family leave policies
  • Volunteer opportunities
  • Support for employee-led affinity groups representing women, people of color and the LGBTQ+ community
  • Mental and physical wellness programs
  • Tuition assistance
  • A 401(k) savings program with an employer match and more

About Point72

Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. For more information, visit https://point72.com/.

 

Perks & Benefits Extracted with AI

  • Education Stipend: Tuition assistance
  • Health Insurance: Fully-paid health care benefits
  • 401(k) savings program with match: A 401(k) savings program with an employer match and more
  • Paid Parental Leave: Generous parental and family leave policies
  • Wellness Stipend: Mental and physical wellness programs

Point72 Asset Management, led by Steven Cohen, is a global firm specializing in diverse asset classes and strategies, prioritizing superior returns and ethical standards through innovative talent development and data-driven decision-making.

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