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iCapital Network

AML/KYC Specialist - Analyst / Associate

Lisbon, Portugal

TLDR

Join a dedicated team focusing on AML/KYC compliance and regulatory requirements for private fund investors while collaborating across various business lines.

About the Role

iCapital is looking for a Compliance Analyst/Associate candidate to join its Regulatory and Compliance team to lead the review and approval process for investor AML/ KYC with a strong private fund focus. The candidate will be responsible for ensuring compliance with all AML/KYC regulatory requirements and generally assisting the Legal and Compliance teams with various compliance-focused tasks.    

 

Responsibilities 

  • Review of investor/client AML/KYC documentation, client communications, quarterly reporting and ongoing monitoring.
  • Perform third party reliance testing and monitoring.
  • Collaborate across various business lines on new initiatives, providing compliance guidance 
  • AML screening review and dispositions.
  • Assist in preparing for and responding to inquiries and audits. 

 

Qualifications 

  • 1-4 years of alternatives experience, preferably with both broker dealer and registered investment advisor experience
  • Strong knowledge of the Investment Company Act of 1940, Securities Act of 1933 and Cayman Islands Anti-Money Laundering Regulations
  • AML/KYC knowledge of regulatory requirements for private fund investors
  • Experience with AML screening resolution vendor tools (LexisNexis, Worldcheck, ComplyAdvantage, etc.)
  • Excellent verbal communication skills and strong ability for personal interaction
  • Thrives in a fast-paced environment with a continuous learning mindset
  • Self-motivated with robust project management and process development skills
  • ACAMS certification preferred, but not required
  • JD a plus, but not required 

 

We believe the best ideas and innovation happen when we are together. Employees in this role will work in the office 3 days a week with the flexibility to work remotely 2 days.

 

Benefits

iCapital offers a comprehensive benefits package that includes a total compensation program consisting of competitive salary, annual performance bonus, and equity for all full-time employees; healthcare with 100% employer-paid health and dental insurance.

For additional information on iCapital Network, please visit https://www.icapitalnetwork.com/about-us  Twitter: @icapitalnetwork | LinkedIn: https://www.linkedin.com/company/icapital-network-inc

 

Benefits

Flexible work arrangement, 3 days in-office

Employees in this role will work in the office 3 days a week with the flexibility to work remotely 2 days.

Health Insurance

Healthcare with 100% employer-paid health and dental insurance.

 iCapital Network

iCapital Network builds a digital platform that connects qualified investors and their advisors with a wide variety of private equity strategies, simplifying the investment process in alternative assets. Our focus is on enhancing the investor experience through innovative technology and comprehensive financial solutions tailored for the fund finance sector.

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