Trade Republic is hiring a

Senior Compliance Manager - WpHG

Please note that this position is based in Berlin, Germany - relocation support is provided if required. 

 

THE BEST WORK OF YOUR CAREER

Trade Republic is the largest savings platform in Europe - we operate in 17 countries, serving +4 million customers who trusted us with over 35B in assets. But we’re striving for more.


We have a bold mission to empower everyone to build wealth with easy, safe, and free access to financial systems. You will have the opportunity to grow your career by collaborating with a team of outstanding talents and state of the art technology to build a lasting, positive future for millions.

 

WHAT YOU’LL BE DOING

  • Definition of technical specifications on the subject of WpHG compliance as well as ongoing optimization of the relevant processes
  • Contact person for the management, employees and our customers as well as for auditors and authorities in all arising questions of securities law
  • Advising the departments in the areas of WpHG compliance, MiFID2/MiFIR and MAD/MAR in order to ensure monitoring of the enforcement of standards and legal provisions
  • Review and control of internal existing and new business processes and regulations with regard to legal and internal WpHG compliance requirements
  • Monitoring of compliance with regulatory requirements regarding record-keeping and retention obligations
  • Preparation of reports for management and regulatory authorities
  • Close collaborative cooperation with other departments, in particular Risk, Legal, Finance and People
  • Continuous training in securities trading and (WpHG) compliance

 

WHAT WE'RE LOOKING FOR

  • Successfully completed studies in economics, law or business law or comparable studies
  • Ideally, several years of professional experience in the area of WpHG compliance in auditing or consulting firms and the necessary expertise or in-depth knowledge of the relevant regulatory and legal requirements, and/or
  • Several years of professional experience in the banking or financial services industry
  • Knowledge of WpHG, MaComp, MaRisk and MaDepot as well as of the related European frameworks (MiFID, MAD, etc)
  • Very good written and spoken German (C1 level) and English, other languages are an advantage

 

WHY YOU SHOULD APPLY NOW

Our culture rewards ownership, excellence, and high energy. We care deeply about outcomes and hold each other accountable - we’re here to win and fix one of the largest challenges Europeans face - closing the pension gap and democratising wealth. If this gets you fired up, reach out!

We believe it’s our team’s varied identities and backgrounds that make us sharper and stronger. We’re committed to creating an environment where everyone feels respected and has equal opportunity to thrive in their careers. For any questions on DEI during the interview process, reach out at [email protected].

Apply for this job

Please mention you found this job on AI Jobs. It helps us get more startups to hire on our site. Thanks and good luck!

Get hired quicker

Be the first to apply. Receive an email whenever similar jobs are posted.

Ace your job interview

Understand the required skills and qualifications, anticipate the questions you may be asked, and study well-prepared answers using our sample responses.

Senior Compliance Manager Q&A's
Report this job
Apply for this job