As Senior Compliance Manager at GROW, you will:
Develop, implement, and maintain a comprehensive compliance framework, plan and program to address legal and regulatory requirements specific to GROW and the superannuation industry.
Provide strategic leadership to the compliance team and ensure they have the resources and guidance needed to fulfil their responsibilities.
Monitor and interpret regulations and industry standards as they apply to GROW.
Manage relationships with regulatory bodies, industry associations, and key client stakeholders with respect to key compliance matters.
Establish and manage a compliance monitoring and reporting system to ensure GROW’s adherence to all its compliance obligations, including the mapping of the compliance obligations to controls.
Maintain GROW’s AFS licence and the arrangements with its authorised representatives.
Assess potential compliance risks, and develop and implement risk mitigation strategies and action plans.
Work with relevant teams to develop and conduct a compliance training program to ensure the awareness and understanding of GROW’s compliance obligations.
Review and update compliance policies, procedures, and manuals to reflect any changes in regulations, legislation and industry standards, ensuring these are communicated effectively.
Oversee investigations related to compliance breaches or concerns and prepare comprehensive reports relevant parties (internal and external).
Coordinate and participate in compliance audits and compliance testing to assess the effectiveness of the compliance program.
Foster a culture of compliance throughout GROW.
To be successful in this role, we're ideally looking for someone with:
Bachelor's degree in business, law, or a related field; a master's degree or relevant professional certification is preferred.
Experience working in the superannuation (preferred), managed funds (nice to have) and financial services industry (must have).
Strong understanding of Australian financial services regulatory frameworks and compliance obligations.
Demonstrated experience in developing and implementing compliance strategies and frameworks.
Previous experience in a leadership role.
Strong knowledge of industry-specific regulations and compliance standards.
Excellent communication, interpersonal, and leadership skills.
Ability to work effectively in a collaborative, team-oriented environment.
Strong problem-solving and critical-thinking abilities.
Why you’ll love working at GROW
Looking for a job can be stressful and we don’t want you agonising over the wording of your cover letter, so don’t include one. Just make sure your CV is well-written and detailed enough so we can get a better idea of the type of person you are. Even if you don’t meet every single requirement, but you feel inspired to join our mission, we encourage you to send in your application. You never know, you could be the perfect person to join our team!
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