Swissquote is hiring a

Compliance Officer - Onboarding Corporate

Cape Town, South Africa
Full-Time

The South African entity of Swissquote is a financial services provider supporting independent asset managers, acting as a custodian and broker, and provides financial intermediaries with a dedicated tool for managing their clients and processing stock market orders. The focus is on international/offshore investments. We are a small team and look for a dedicated addition in our journey. 
 

Join the Compliance Department of Swissquote South Africa (Pty) Ltd as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks which include: 

  • Analysis of account opening requests from international corporate clients (such as active/passive entities, trusts, collective investments schemes, financial institutions, external asset managers, etc.) from an AML/CTF and sanction standpoint. This includes the review of tax compliance aspects, such as FATCA and CRS,  

  • Drafting of internal memorandums, especially regarding HRR corporate clients, 

  • Optimization of internal processes and guidelines, contribution to the drafting of procedures, 

  • Daily interaction with the compliance team in Switzerland as well as with international trust and fiduciary companies, 

  • Support and advice to the Front line and management, 

  • As we are a small team, we expect an entrepreneurial spirit and willingness to also assist with other business and compliance task as required in a small office environment.    

  • Bachelor or Master Degree preferably in Laws/Economics or proven relevant experience in the financial services/banking sector,  

  • Minimum 3 to 5 years of experience in a similar onboarding position within a financial institution, in an AML/CTF compliance position in relation to complex corporate structures,  

  • Excellent command of complex international corporate structures, especially of trust, passive companies and collective investment schemes, 

  • Strong knowledge of South African regulations. Knowledge of Swiss regulations AMLA, AMLO-FINMA, CDB 20 is a big plus, 

  • You enjoy interacting with people and are happy to travel to Switzerland should it be necessary for training purpose,  

  • Excellent writing and communication skills in English (other languages are an asset), 

  • Strong team player who enjoys working in a multicultural, dynamic, technological and international environment,

  • Citizen and/or work permit.

SQ2

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