Swissquote is hiring a

Compliance Manager - Review Team

Gland, Switzerland
Full-Time

As the Associated-Director in the Compliance department, you will be in charge of the review team. Reporting directly to the Vice-Director, you will be in charge of the supervision of the operational activities and the people management in accordance with your senior management.

Key responsibilities

Team Management:

  • Leading and supporting a team :
    • Fostering a positive work atmosphere where employees feel motivated, valued, and connected to the team and the organization.
    • Promoting collaboration, trust, and cohesion among team members.
    • Addressing any potential conflicts among team members to your senior management and/or HR Partner
    • Supporting employee growth through training, mentorship, coaching, and advancement opportunities.
  • Hiring:
    • Leading the recruitment process with your Talent Acquisition Partner
    • Ensuring new hires are properly introduced to the team, the organization, its culture, policies, and their specific roles.
  • Performance Management: Setting performance expectations, providing feedback, conducting performance reviews, and addressing any performance issues.
  • Conducting under performance process with the help of your Senior Management and HR Partner.

Operations management:

  • Preparing the scope of each review phase and distributing cases in line with team members’ availability and experience levels;
  • Reviewing and approving team members’ review forms;
  • Management of complex cases;
  • Supervising team members’ communication with front-facing colleagues;
  • Preparing quarterly management presentations on the results of ongoing reviews;
  • Overseeing the follow-up and resolution of cases pending clarification with the front office;
  • Actively contributing to continuous process improvement, including the drafting and editing of internal guidelines;
  • Ensuring that the team’s mission is achieved and deadlines are met;
  • Reportings to management;
  • Recruiting, training and coaching team members.
  • Minimum 5 years of experience in compliance or in a similar position and minimum 2 years of experience as a team leader;
  • Law degree and/or CAS in Compliance in Financial Services (formerly CAS in Compliance Management) are strong assets;
  • Excellent knowledge in Swiss banking and financial laws, especially in anti-money laundering regulations;
  • Leadership skills and strong interest in training and coaching;
  • Ability to prioritize tasks and competing priorities in a fast-paced environment with high workloads;
  • Particular interest in discovering an online banking environment;
  • Very good oral and written communication skills;
  • Excellent command of English and French.

More about Swissquote

A BANK THAT DOESN'T LOOK LIKE ONE
Located near Geneva and the lake, our Headquarters gathers 600 of our employees: young (34 years old average), multicultural (50 nationalities) and wearing what suits them best. You will find a friendly atmosphere in an open and inclusive environment. Spacious offices, home-office policy, outdoor terracesports clubs and even... a real Pub for after-work moments.

SQ2

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