合规经理(量化交易)
岗位职责:
Responsibilities:
Responsible for developing and implementing compliance management strategies for the firm, ensuring compliance with regulatory requirements.
Monitor market dynamics and risk indicators, conducting risk assessments and suggestions for improvement to the firm.
Review and assess the compliance of investment products and trading strategies, ensuring adherence to relevant laws and regulatory policies.
Establish and maintain communication channels with Exchanges and regulatory authorities, regularly reporting on compliance status and risk management outcomes.
Collaborate with various departments to ensure business processes and product designs meet compliance requirements.
Legal support to contracts, materials, etc.
Regularly report to the management on compliance and risk management status, providing decision-making support.
任职要求:
Qualifications:
Bachelor’s degree or above in Finance, Economics, Law, or a related field, with relevant industry qualifications preferred.
Over five years of related experience in compliance or legal.
Familiar with the operations, product characteristics, and relevant laws and policies of futures and Quantitative Trading.
Good judgment, analytical, and decision-making abilities.
Strong communication skills in both spoken and written Chinese
High professional ethics and confidentiality awareness, able to handle sensitive information.
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