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Capital on Tap is hiring a

Compliance and Risk Specialist

London, United Kingdom

Running a business is hard, we make it easier. We provide an all-in-one business credit card & spend management platform, built for SMEs. Over 200,000 small businesses have spent more than £8 billion on their Capital on Tap Business Credit Cards.

The Role

This varied role will cover a wide range of regulatory compliance areas at Capital on Tap. You will support in ensuring our monitoring, controls and horizon scanning remain robust as we continue to grow. 

Our Compliance function works closely with the business to ensure good outcomes without creating artificial barriers to growth. This role is suited to you if you enjoy a “hands on” and practical approach to meeting regulatory obligations through strong stakeholder partnerships.

Responsibilities

  • Assist with completing audit work in line with the firm's Compliance Monitoring Plan.
  • Assist with maintaining horizon scanning and completing implementation work on regulatory changes.
  • Assist with the preparation and submission of regulatory reports.
  • Support in providing regulatory guidance to the firm.
  • Support the Compliance Team in carrying out compliance research and providing regulatory advice to the business.
  • Assist with the management of Incident Reports. 
  • Assist with other administrative and record keeping tasks that help the firm demonstrate and maintain regulatory compliance in the UK.  

What we’re looking for

  • Experience working in a FCA regulated firm in a Compliance role.
  • Working knowledge of UK financial service regulations (FSMA, FCA Handbook, PSRs and EMRs).
  • Experience working in B2B lending, banking, payment services or electronic money is a plus.
  • Relevant compliance certification and/or an interest in working towards the same is desirable.
  • GDPR / PECR knowledge is a benefit. 

What you'll get in return

We try not to take ourselves too seriously (all the time) so we make sure our office is decked out with a pool table, arcade machine, beer tap, and a couple of office dogs thrown in for good measure.

🏥 Private Healthcare including dental through Vitality
✈️ Worldwide travel insurance through Vitality
🎁 Anniversary Rewards (£250, £500, £750, 4-week fully paid sabbatical)
👛 Salary Sacrifice Pension Scheme 4-7% match
🏖️ 28 days holiday (plus bank holidays)
📖 Annual Learning Budget
👪 Enhanced Parental Leave
🚲 Cycle to Work Scheme
🚂 Season Ticket Loan
💬 6 free therapy sessions per year
🐶 Dog Friendly Offices
🍫 Free drinks and snacks in our offices

Check out more of our benefits, values and mission here. 

If you want to keep updated on future opportunities at Capital on Tap follow our company page here.

Diversity and Inclusion

We want to be a place where a diverse mix of talented people want to come and do their best work and most importantly feel included and that they can be their authentic selves. We welcome, consider and encourage applications from anyone that shares this passion.

How to Apply

If you want to progress your career within a fast growing, profitable fintech then click apply (all we ask for is your CV and contact details) and we will get back to you within 3 working days

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